Pre-Audit Checklist

The pre-audit checklist feature is typically used at the outset of the review process and essentially defines the scope of the Anti-Bribery Healthcheck by outlining the documentary evidence that is required to be provided to the reviewer to support the compliance assessment.  The types of documents that are typically requested to be provided includes, but is not limited to:

  • Policies
  • Procedures
  • Risk Assessments
  • Audit Reports
  • Meeting Minutes
  • Internal Reports – Compliance Breach Reports
  • Sample Transactions
  • Training Records

The Anti-Bribery Healthcheck reviewer can simply request the documents that are expected to be in-scope and the responder can upload attachments directly into the tool, which can be downloaded and reviewed.